Answer Book question

How are shares transferred after death?

Through transmission at the depository participant: nominee submits death certificate, transmission form and KYC; shares move to the nominee's demat account. Without a nominee, succession proof is required, with thresholds for affidavit-plus-indemnity versus succession certificate. Physical shares go through the company's registrar.

By Kerala Rising · ·

Short answer

Through transmission at the depository participant: nominee submits death certificate, transmission form and KYC; shares move to the nominee's demat account. Without a nominee, succession proof is required, with thresholds for affidavit-plus-indemnity versus succession certificate. Physical shares go through the company's registrar.

Real life

With a nominee: three weeks. Without, on a ₹6 lakh holding: heirship certificate, indemnity, NOC from siblings. ten weeks.

What this means

Transmission is not a sale; it is a change of ownership on death. The nominee may then sell. Capital gains on sale are computed from the original cost.

What to check

Nominee on the demat account Claimant's own demat account Threshold rules at the DP Physical vs. electronic

What people often miss

Not having a demat account to receive the shares.

The Kerala / NRI angle

Kerala Rising helps prepare the file; the DP processes it.

An example

Nominee opens demat → transmission filed → shares credited → sold gradually with CA advice on tax.

When this may not be the right answer

Contested estates: do not transmit until resolved.

What to do next

Open a demat account if you lack one File transmission Take tax advice before selling

Related questions

My father owned shares. How do I find the demat account? Is nominee the same as legal heir?

Related Kerala Rising help

Family support

Sources and what to verify

RBI guidance on deceased depositors' claims and UDGAM portal · SEBI/AMFI transmission procedures · IRDAI claim guidelines · Kerala Registration and Revenue Department procedures for legal heirship · Indian Succession Act / Hindu Succession Act as applicable Rates, limits and whether you may qualify change. Confirm with the official source. Ask Kerala Rising: Start with a Family Asset Inventory. Send us what you know so far. even a name and a bank. and we will help you work through every place worth checking. WhatsApp +1 443 595 9000 · keralarising.com Kerala Rising › Family › After a death · After a death 9

Before you act

This page is general orientation, not personal insurance, investment, medical, legal, lending, tax, or professional advice. Rules, rates, benefits, and claim or application decisions can change. Confirm the current position with the named official source and use a licensed or qualified professional where your situation requires one. Kerala Rising does not decide whether you may qualify, approve claims, or promise an outcome.